Unfair, Deceptive, and Abusive Acts or Practices (UDAAPs) Restrictions Compliance Checklist

Summary

This checklist should be used by regulated entities providing consumer financial products and services, including insured depository institutions, depository holding companies, and their counsel, to assist in assessing the adequacy of an entity's policies, procedures, and controls in preventing UDAAPs. 12 U.S.C. §§ 5531 & 5536(a).