State-by-state Blue Sky Registration and Filing Requirements Chart

Summary

In the absence of an exemption either for particular securities involved, or for a particular type of transaction, the offer and sale of securities in every state is subject to registration and other qualification requirements imposed by state Blue Sky Laws. Information on state registration requirements and exemptions generally can be found in Blue Sky Law Compliance in Securities Offerings and Securities and Transaction Exemptions under Blue Sky Laws. This chart presents an overview of registration requirements including applicable filing fees, and the type of exemptions generally available in each state.