Shareholder Approval of Compensation Plans Checklist (NYSE and Nasdaq)

Summary

This checklist outlines the New York Stock Exchange (NYSE) and The Nasdaq Stock Market (Nasdaq) rules requiring shareholder approval of proposed equity compensation plans and material revisions or amendments to existing plans. See NYSE Listed Company Manual § 303A.08 and NASDAQ Equity Rule 5635(c) and NASDAQ IM 5635-1 of The Nasdaq Stock Market Rules.