SEC Adopts Rule Amendments and Releases Guidance for Beneficial Ownership Reporting

Summary

This article discusses the adopted rule amendments and interpretive guidance governing beneficial ownership reporting under Sections 13(d) and 13(g) (15 U.S.C. § 78m) of the Securities Exchange Act of 1934, as amended (Exchange Act), issued by the Securities and Exchange Commission (SEC) on October 10, 2023. This article includes links to the adopting release and related content in Practical Guidance.