Regulation FD Policy

Summary

This Regulation FD Policy template may be used by a reporting company seeking to meet the requirements of Regulation FD, (17 C.F.R. § 243.100 et seq.), which prohibits selective disclosure of material, non-public information to broker-dealers, investment advisors, analysts, institutional investment managers, and certain other persons by an issuer or anyone authorized to act on its behalf. This policy, which applies to directors, officers, and employees, sets up disclosure procedures and compliance mechanisms to ensure that company information is disseminated in compliance with Regulation FD. This template includes practical guidance and drafting notes. For more information on the disclosure requirements of Regulation FD, see Regulation FD.