Form Checking SEC Filings Checklist


Associates in securities practices often find themselves assigned to "form check" reporting companies' filings with the U.S. Securities and Exchange Commission (SEC). Form checking filings can be both an arduous and informative task, and is often one of the first assignments an associate will receive from a securities practice group. This checklist sets forth some basic information regarding form checks and some practical tips regarding preparation for and execution of form checks.