FINRA Arbitration for Employment Lawyers

Summary

This practice note serves as a guide to arbitrating employment disputes before the Financial Industry Regulatory Authority (FINRA) under the FINRA Code of Arbitration Procedure for Industry Disputes. The note discusses the FINRA arbitration process from start to finish, describing arbitration procedures and offering strategies for each phase of the employment arbitration, including initiating a claim, responding to a claim, selecting an arbitrator, preparing for and conducting a hearing, and challenging the arbitration award.