Credit Union Regulatory Compliance Checklist

Summary

This checklist outlines the regulatory compliance program requirements for Credit Unions under the Federal Credit Union Act and accompanying regulations 12 U.S.C.S., Ch. 14. §§ 1751—1795k. The checklist also includes anti-money laundering and countering the financing of terrorism (AML/CFT) requirements under the Bank Secrecy Act (BSA), USA PATRIOT Act, Anti-Money Laundering Act of 2020 (AMLA), and Office of Foreign Asset Controls (OFAC) economic and trade sanctions rules and regulations.