Transactions Exempt Under Section 31101, 31104, 31108, or 31109 of the Corporations Code--Notice of Exemption, 10 CCR 310.101

Summary

(a) The Notice of Exemption required to be filed with the Commissioner of Business Oversight under subdivision (d) of Section 31101, subdivision (f) of Section 31108, or subdivision (e) of Section 31109, shall be made on the following form:

Department Use Only	A. Department of Business OversightFee paid: $		File No. Receipt No.		(Insert file number(s) of prior filings with the Department, if any)

Department Use Only

A. Department of Business OversightFee paid: $

File No. Receipt No.

(Insert file number(s) of prior filings with the Department, if any)

STATE OF CALIFORNIA DEPARTMENT OF BUSINESS OVERSIGHT FRANCHISE INVESTMENT
LAW NOTICE OF EXEMPTION UNDER SECTION 31101, 31104, 31108, OR 31109
CORPORATIONS CODE

SEE INSTRUCTIONS

B. Exemption for which this notice is filed (check one):

	() Sections 31101	() Section 31104	() Section 31108	() Section 31109

() Sections 31101

() Section 31104

() Section 31108

() Section 31109

C. Type of Filing (check one):

	() Initial notice	$450 fee	() Consecutive subsequent notice	$150 fee	() Amendment	No fee

() Initial notice

$450 fee

() Consecutive subsequent notice

$150 fee

() Amendment

No fee

D. Calendar year for which this notice is filed:

(a) Name of FILER:

(b) Principal business ...