Forward-Looking Statements Legends
(Follow-on Offering)

Summary

These template forward-looking statements legends, also known as safe harbor legends, may be used in a public company’s reports under the Securities Exchange Act of 1934, as amended (Exchange Act), offering documents (other than for an initial public offering), and press releases. This template includes practical guidance and drafting notes. These legends ensure that the company secures the statutory safe harbor for forward-looking statements. There are two model legends included: (1) one detailed legend for periodic reports and offering documents and (2) one broad legend for press releases and other documents. Both of these models should be specifically tailored to the company and that company’s industry. For more information regarding forward-looking statements, see Safe Harbors for Forward-Looking Statements.