Closing Checklist
(Private Offering of Preferred Shares)


This form Closing Checklist may be used for a private offering of preferred shares of a company. This template includes practical guidance. This checklist assumes that the issuing company is incorporated in Delaware and conducts business in California. It further assumes that the company’s certificate of incorporation will be amended and restated in connection with the issuance of the preferred shares and that the parties will enter into an investors’ rights and preferred stock purchase agreement. This form checklist should be tailored to match the specific details and circumstances of the offering for which it is intended. For information on conducting a private offering, see Private Placements Resource Kit, and Private Placement Process. For a form of an investor’s rights agreement, see Investor Rights Agreement.