Management Due Diligence Questions

Summary

This template of management due diligence questions may be used by counsel to conduct interviews with the issuer's management. The interviews are intended to allow the offering participants to gain a detailed understanding of the issuer's business, executive officers, financial results, the trends affecting the issuer's business, and the risks that may affect the business and results of operations. This template includes practical guidance, and drafting notes. For a full listing of related due diligence for securities offerings content, see Due Diligence for Securities Offerings Resource Kit. For more on private placements generally, see Private Placements Resource Kit. For more on IPOs generally, see Initial Public Offerings Resource Kit. This template is meant to be a starting point for questions, and counsel should amend the questions to fit the specifics of the issuer and the transaction. For more information on conducting due diligence interviews, see Due Diligence for Securities ...