Press Release
(IPO Registration Statement Filing)


Summary

This press release template may be used to announce the filing of a registration statement in connection with an initial public offering (IPO). It should be used only for a publicly filed registration statement, and not a registration statement filed confidentially with the Securities and Exchange Commission (SEC). This template includes practical guidance, drafting notes, and optional clauses. Keep in mind that communications are restricted during all phases of an IPO to ensure that offers are not made in violation of the Securities Act of 1933, as amended (Securities Act). This includes during the waiting period, which is the period after the registration statement is initially filed and before it becomes effective. However, a company may issue a press release announcing the offering and limited information about the offering during the waiting period pursuant to the safe harbor provided by Rule 134 (17 C.F.R. ยง 230.134) under the Securities Act. Note that the Rule 134 safe harbor is ...